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Heritage Global Inc. — Director's Dealing 2021
Mar 31, 2021
34494_dirs_2021-03-31_71c73f46-aeaa-4232-8933-9911ee36384a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Heritage Global Inc. (HGBL)
CIK: 0000849145
Period of Report: 2021-03-29
Reporting Person: SHIMER SAMUEL L (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-03-29 | Common Stock | M | 10000 | $0.69 | Acquired | 123389 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-03-29 | Option to purchase common stock | $0.69 | M | 10000 | Disposed | 2021-03-31 | Common Stock (10000) | Direct |
Footnotes
F1: Options were granted 3/31/2014 and vested 25% annually beginning on the first anniversary of the grant date.
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