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Heritage Global Inc. — Director's Dealing 2020
Jun 5, 2020
34494_dirs_2020-06-05_56328e11-8dc1-4ea7-92fa-617ff4efc49d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Heritage Global Inc. (HGBL)
CIK: 0000849145
Period of Report: 2019-05-02
Reporting Person: Ludwig David Van (President of subsidiary)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-06-01 | Option to purchase common stock | $1.41 | A | 45000 | Acquired | 2030-06-01 | Common Stock (45000) | Direct |
| 2019-05-02 | Option to purchase common stock | $0.70 | A | 42500 | Acquired | 2029-06-01 | Common Stock (42500) | Direct |
Footnotes
F1: Options vest 25% annually beginning on the first anniversary of the grant date.
F2: Options vest 25% annually beginning on June 1, 2020.
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