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Heritage Global Inc. Director's Dealing 2020

Jun 5, 2020

34494_dirs_2020-06-05_56328e11-8dc1-4ea7-92fa-617ff4efc49d.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Heritage Global Inc. (HGBL)
CIK: 0000849145
Period of Report: 2019-05-02

Reporting Person: Ludwig David Van (President of subsidiary)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2020-06-01 Option to purchase common stock $1.41 A 45000 Acquired 2030-06-01 Common Stock (45000) Direct
2019-05-02 Option to purchase common stock $0.70 A 42500 Acquired 2029-06-01 Common Stock (42500) Direct

Footnotes

F1: Options vest 25% annually beginning on the first anniversary of the grant date.

F2: Options vest 25% annually beginning on June 1, 2020.