Heritage Global Inc. — Director's Dealing 2020

Oct 6, 2020

SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: Heritage Global Inc. (HGBL)
CIK: 0000849145
Period of Report: 2020-09-17

Reporting Person: Dove Nicholas Kirk (President, Industrial Assets)

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	13184	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Option to purchase common stock	$0.45	2026-12-09	Common Stock (45000)		Direct

Footnotes

F1: Options vest 25% annually beginning on the first anniversary of the grant date.