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Heritage Global Inc. Director's Dealing 2018

Feb 1, 2018

34494_dirs_2018-01-31_2ac460d7-9684-447b-a68c-97139ac9dc87.zip

Director's Dealing

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SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: Heritage Global Inc. (HGBL)
CIK: 0000849145
Period of Report: 2018-01-19

Reporting Person: DEMOSS EMMETT (Director)

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 500 Indirect

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Option to purchase common stock $0.45 2028-01-19 Common Stock (25000) Direct

Footnotes

F1: Options vest 25% annually beginning on the first anniversary of the grant date.