Heritage Global Inc. — Director's Dealing 2017

Jan 4, 2017

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Heritage Global Inc. (HGBL)
CIK: 0000849145
Period of Report: 2016-12-30

Reporting Person: SILBER ALLAN C (Director, 10% Owner)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2016-12-30	Common Stock	P	2928462	$0.49	Acquired	4413645	Indirect

Footnotes

F1: Includes 4,101,686 shares of Common Stock, 2,928,462 of which are reported herein, which are held of record by a Limited Liability Corporation that is described in Footnote 2, and 311,959 shares of Common Stock previously acquired by the reporting person which are held directly by Mr. Silber.

F2: The 2,928,462 shares of Common Stock reported herein were acquired by a Limited Liability Corporation solely owned by Mr. Silber. The Limited Liability Corporation also acquired 731,224 shares of Common Stock previously acquired by the reporting person which had been held directly by Mr. Silber.