Heritage Global Inc. — Director's Dealing 2016

Mar 22, 2016

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Heritage Global Inc. (HGBL)
CIK: 0000849145
Period of Report: 2016-03-21

Reporting Person: HEATON HAL B (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2016-03-21	Common Stock	M	10000	$0.15	Acquired	41750	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2016-03-21	Option to purchase common stock	$0.15	M	10000	Disposed	2016-03-31	Common stock (10000)	Direct

Footnotes

F1: 1. Options were granted March 31, 2009, and vested 25% annually, beginning on the first anniversary of the grant date.