Heritage Global Inc. — Director's Dealing 2016

Mar 23, 2016

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Heritage Global Inc. (HGBL)
CIK: 0000849145
Period of Report: 2016-03-22

Reporting Person: DOVE ROSS (Director, CEO)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2016-03-22	Common Stock	P	100000	$.14	Acquired	1219300	Indirect
2016-03-22	Common Stock	P	30000	$.14	Acquired	1249300	Direct

Footnotes

F1: Includes 527,500 shares of Common Stock, 100,000 of which are reported herein, which are held of record by the Dove Family Trust that is described in Footnote 2, and 691,800 shares of Common Stock previously reported for the reporting person, which are held directly by Mr. Dove.

F2: The Dove Family Trust is jointly controlled by the reporting person, Mr. Ross Dove, and by another reporting person of Heritage Global Inc., Mr. Kirk Dove, who are co-trustees and remainder beneficiaries of the Dove Family Trust. The Dove Family Trust has acquired a total of 1,055,000 shares of Common Stock, of which 200,000 were acquired on March 22, 2016.

F3: Includes 527,500 shares of Common Stock, 100,000 of which are reported herein, which are held of record by the Dove Family Trust that is described in Footnote 2, and 721,800 shares of Common Stock, 30,000 of which are reported herein, which are held directly by Mr. Dove.