AI assistant
Heritage Global Inc. — Director's Dealing 2016
May 21, 2016
34494_dirs_2016-05-20_b5938595-691c-41ba-b25d-46be27cc796d.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Heritage Global Inc. (HGBL)
CIK: 0000849145
Period of Report: 2016-05-19
Reporting Person: DOVE ROSS (Director, CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-05-19 | Common Stock | P | 50000 | $.17 | Acquired | 1454300 | Indirect |
Footnotes
F1: Includes 577,500 shares of Common Stock, 50,000 of which are reported herein, which are held of record by the Dove Family Trust that is described in Footnote 2, and 876,800 shares of Common Stock previously reported for the reporting person, which are held directly by Mr. Dove.
F2: The Dove Family Trust is jointly controlled by the reporting person, Mr. Ross Dove, and by another reporting person of Heritage Global Inc., Mr. Kirk Dove, who are co-trustees and remainder beneficiaries of the Dove Family Trust. The Dove Family Trust has acquired a total of 1,155,000 shares of Common Stock, of which 100,000 were acquired on May 19, 2016.