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Heritage Global Inc. — Director's Dealing 2016
Dec 12, 2016
34494_dirs_2016-12-12_cf7117d5-28f2-4ef7-822c-e5a7a8f5a38d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Heritage Global Inc. (HGBL)
CIK: 0000849145
Period of Report: 2016-12-09
Reporting Person: Ludwig David Van (President of subsidiary)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-12-09 | Option to purchase common stock | $0.45 | A | 200000 | Acquired | 2026-12-09 | Common Stock (200000) | Direct |
Footnotes
F1: Options vest 25% annually beginning on the first anniversary of the grant date.
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