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Heritage Global Inc. Director's Dealing 2015

Jun 1, 2015

34494_dirs_2015-06-01_0d98b697-4008-4234-9375-f4cede9d1f04.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Heritage Global Inc. (HGBL)
CIK: 0000849145
Period of Report: 2015-05-28

Reporting Person: DOVE KIRK (President and COO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2015-05-28 Common Stock P 160000 $0.36 Acquired 933200 Indirect

Footnotes

F1: Includes 427,500 shares of Common Stock, 160,000 of which are reported herein, which are held of record by the Dove Family Trust that is described Footnote 2, and 505,700 shares of Common Stock previously acquired by the reporting person, which are held directly by Mr. Dove.

F2: The Dove Family Trust is jointly controlled by the reporting person, Mr. Kirk Dove, and by another reporting person of Heritage Global Inc., Mr. Ross Dove, who are co-trustees and remainder beneficiaries of the Dove Family Trust. The Dove Family Trust has acquired a total of 855,000 shares of Common Stock, of which 320,000 were acquired on May 28, 2015.