Hercules Capital, Inc. — Director's Dealing 2022

Aug 1, 2022

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Hercules Capital, Inc. (HTGC)
CIK: 0001280784
Period of Report: 2022-08-01

Reporting Person: Koenig Bradford C. (N/A)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2022-08-01	Common Stock	D	120.00	$0.00	Disposed	7231.00	Direct
2022-08-01	Common Stock	A	120.00	$0.00	Acquired	21389.00	Indirect
2022-08-01	Common Stock	A	4339.00	$16.1318	Acquired	25728.00	Indirect

Footnotes

F1: 120 shares previously reported as directly owned are now being reported as indirectly owned.

F2: Held by the Koenig Family 1994 Trust

F3: Shares purchased based on reporting person's election to receive stock in lieu of cash compensation fee otherwise due to reporting person as a director of the Issuer.