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Hercules Capital, Inc. Director's Dealing 2021

Feb 2, 2021

Director's Dealing

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Issuer: Hercules Capital, Inc. (HTGC)
CIK: 0001280784
Period of Report: 2021-01-24

Reporting Person: Bluestein Scott (Chief Executive Officer)

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-01-24	Restricted Stock Units	F	78093	$15.28	Disposed	350331	Direct
2021-01-24	Restricted Stock Units	D	105844	$15.28	Disposed	244487	Direct
2021-01-24	Common Stock	A	105844	$15.28	Acquired	988810	Direct

F1: Amount of securities originally reported as 77,254.

F2: Amount of securities originally reported as 351,170.

F3: Amount of securities originally reported as 105,712.

F4: Amount of securities originally reported as 245,458.

F5: Amount of securities originally reported as 988,678