Hercules Capital, Inc. — Director's Dealing 2021

Feb 2, 2021

SEC Form 4/A — Form 4/A

Issuer: Hercules Capital, Inc. (HTGC)
CIK: 0001280784
Period of Report: 2021-01-24

Reporting Person: Grace Melanie (General Counsel & CCO)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-01-24	Restricted Stock Units	F	10784	$15.28	Disposed	44650	Direct
2021-01-24	Restricted Stock Units	D	20738	$15.28	Disposed	23912	Direct
2021-01-24	Common Stock	A	20738	$15.28	Acquired	63860	Direct

Footnotes

F1: Amount of securities originally reported as 10,655.

F2: Amount of securities originally reported as 44,779.

F3: Amount of securities originally reported as 20,715.

F4: Amount of securities originally reported as 24,064.

F5: Amount of securities originally reported as 63,837.