Hercules Capital, Inc. — Director's Dealing 2021

Nov 2, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Hercules Capital, Inc. (HTGC)
CIK: 0001280784
Period of Report: 2021-11-01

Reporting Person: Randhawa Paramjeet K (N/A)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-11-01	Common Stock	A	1971.00	$18.07	Acquired	1971.00	Direct

Footnotes

F1: Restricted stock issued as an automatic grant upon election to the board of directors pursuant to the 2018 Non-Employee Director Plan and subject to forfeiture restrictions. 657 shares vest on May 14, 2022, 657 shares vest on November 24, 2022 and 657 shares vest on June 12, 2023.