Hercules Capital, Inc. — Director's Dealing 2021

Dec 21, 2021

SEC Form 4/A — Form 4/A

Issuer: Hercules Capital, Inc. (HTGC)
CIK: 0001280784
Period of Report: 2021-08-18

Reporting Person: Bluestein Scott (N/A)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-08-18	Restricted Stock Units	A	4144.00	$16.98	Acquired	184562.00	Direct
2021-08-18	Restricted Stock Units	D	939.00	$16.98	Disposed	183623.00	Direct
2021-08-18	Common Stock	A	939.00	$16.98	Acquired	925428.00	Direct
2021-08-18	Common Stock	F	417.00	$16.98	Disposed	925011.00	Direct

Footnotes

F1: Originally reported as 3,017.

F2: Originally reported as 181,110.

F3: Originally reported as 1,127.

F4: Originally reported as 179,983.

F5: Originally reported as 925,616.

F6: Originally reported as 925,199.