Hercules Capital, Inc. — Director's Dealing 2017

Jan 20, 2017

SEC Form 5 — Annual Statement of Changes in Beneficial Ownership

Issuer: Hercules Capital, Inc. (HTGC)
CIK: 0001280784
Period of Report: 2016-12-31

Reporting Person: Woodward Allyn C (N/A)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2016-12-31	Common Stock	A	3753	—	Acquired	250374	Direct

Footnotes

F1: Shares acquired through the Hercules Capital, Inc. Dividend Reinvestment Plan.