AI assistant
Sending…
Hercules Capital, Inc. — Director's Dealing 2015
Sep 21, 2015
31278_dirs_2015-09-21_047abe49-4271-4681-a300-a8bcb836a6ab.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HERCULES TECHNOLOGY GROWTH CAPITAL INC (HTGC)
CIK: 0001280784
Period of Report: 2015-09-17
Reporting Person: Grace Melanie (General Counsel & CCO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-09-17 | Common Stock | A | 10000 | $11.25 | Acquired | 10000 | Direct |
Footnotes
F1: Restricted stock issued as a grant pursuant to the Amended and Restated Equity Incentive Plan and subject to forfeiture restrictions of one-third vesting on September 17, 2016 followed by quarterly vesting over the following 24 months.
More from Hercules Capital, Inc.
Regulatory Filings
2026
May 4
Director's Dealing
2026
Mar 31
Director's Dealing
2026
Mar 31
Director's Dealing
2026
Mar 31
Director's Dealing
2026
Mar 30
Director's Dealing
2026
Feb 27
Director's Dealing
2026
Feb 27
Director's Dealing
2026
Feb 27
Director's Dealing
2026
Feb 27
Director's Dealing
2026
Feb 27