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Hercules Capital, Inc. Director's Dealing 2015

Sep 21, 2015

31278_dirs_2015-09-21_047abe49-4271-4681-a300-a8bcb836a6ab.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: HERCULES TECHNOLOGY GROWTH CAPITAL INC (HTGC)
CIK: 0001280784
Period of Report: 2015-09-17

Reporting Person: Grace Melanie (General Counsel & CCO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2015-09-17 Common Stock A 10000 $11.25 Acquired 10000 Direct

Footnotes

F1: Restricted stock issued as a grant pursuant to the Amended and Restated Equity Incentive Plan and subject to forfeiture restrictions of one-third vesting on September 17, 2016 followed by quarterly vesting over the following 24 months.