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Hercules Capital, Inc. Director's Dealing 2014

Mar 31, 2014

31278_dirs_2014-03-31_410a5219-2d56-4794-8ccd-6dd79563edb4.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: HERCULES TECHNOLOGY GROWTH CAPITAL INC (HTGC)
CIK: 0001280784
Period of Report: 2014-03-27

Reporting Person: Baron Jessica T (CFO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2014-03-27 Common Stock F 192 $14.52 Disposed 105158 Direct
2014-03-30 Common Stock F 96 $14.47 Disposed 105062 Direct

Footnotes

F1: Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on March 27, 2014.

F2: Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on March 30, 2014.