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Hercules Capital, Inc. — Director's Dealing 2014
Sep 3, 2014
31278_dirs_2014-09-03_cffbded9-15a3-41a2-a282-0956e0d5dbca.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HERCULES TECHNOLOGY GROWTH CAPITAL INC (HTGC)
CIK: 0001280784
Period of Report: 2014-09-02
Reporting Person: Shah Parag (Senior Managing Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-09-02 | Common Stock | S | 33000 | $15.25 | Disposed | 324659 | Direct |
Footnotes
F1: Pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.20 to $15.34,
inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the footnote.