Hercules Capital, Inc. — Director's Dealing 2014

Sep 2, 2014

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: HERCULES TECHNOLOGY GROWTH CAPITAL INC (HTGC)
CIK: 0001280784
Period of Report: 2014-08-28

Reporting Person: Henriquez Manuel A (Director, President & CEO)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2014-08-28	Common Stock	S	37578	$15.15	Disposed	1940261	Direct
2014-08-29	Common Stock	S	12422	$15.24	Disposed	1927839	Direct
2014-08-30	Common Stock	F	1940	$15.29	Disposed	1925899	Direct

Footnotes

F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.15 to $15.18,
inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and
Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the footnote.

F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.22 to $15.25, inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the footnote.