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Hercules Capital, Inc. — Director's Dealing 2014
Dec 12, 2014
31278_dirs_2014-12-12_f9d3cbe3-5810-4d21-a18e-620f8d5e797c.zip
Director's Dealing
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SEC Form 4/A — Form 4/A
Issuer: HERCULES TECHNOLOGY GROWTH CAPITAL INC (HTGC)
CIK: 0001280784
Period of Report: 2014-12-09
Reporting Person: Baron Jessica T (CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-12-09 | Common Stock | F | 274 | $15.04 | Disposed | 111891 | Direct |
| 2014-12-10 | Common Stock | S | 10000 | $15.02 | Disposed | 101891 | Direct |
Footnotes
F1: Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on December 9, 2014.
F2: To correct the number of securities sold as reported on Form 4 filed on December 11, 2014.
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