Hercules Capital, Inc. — Director's Dealing 2014

Apr 14, 2014

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: HERCULES TECHNOLOGY GROWTH CAPITAL INC (HTGC)
CIK: 0001280784
Period of Report: 2014-04-10

Reporting Person: Shah Parag (Senior Managing Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2014-04-10	Common Stock	A	60000	$13.79	Acquired	388577	Direct

Footnotes

F1: Restricted stock issued as a grant pursuant to the Amended and Restated Equity Incentive Plan vesting as to one-third of the shares on the 11 month anniversary of the grant date and vests as to the remaining shares in equal amounts on a quarterly basis over the two years following the initial vesting date.