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Hercules Capital, Inc. Director's Dealing 2014

Sep 30, 2014

31278_dirs_2014-09-30_70c7bb0b-c310-4bad-8788-1166e95d748c.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: HERCULES TECHNOLOGY GROWTH CAPITAL INC (HTGC)
CIK: 0001280784
Period of Report: 2014-09-30

Reporting Person: Bluestein Scott (Chief Investment Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2014-09-30 Common Stock F 61 $14.46 Disposed 155326 Direct

Footnotes

F1: Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on September 30, 2014.