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Hercules Capital, Inc. Director's Dealing 2013

Jan 28, 2013

31278_dirs_2013-01-28_1cbb5aa9-042b-477f-8fe4-060733e87912.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: HERCULES TECHNOLOGY GROWTH CAPITAL INC (HTGC)
CIK: 0001280784
Period of Report: 2013-01-24

Reporting Person: Shah Parag (Senior Managing Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2013-01-24 Common Stock $0.001 par value F 198 $12.02 Disposed 251165 Direct

Footnotes

F1: Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on January 24, 2013.