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Hercules Capital, Inc. Director's Dealing 2013

Aug 7, 2013

31278_dirs_2013-08-07_ba10a605-2aea-4d3a-a245-ec2b33068c00.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: HERCULES TECHNOLOGY GROWTH CAPITAL INC (HTGC)
CIK: 0001280784
Period of Report: 2013-08-05

Reporting Person: BADAVAS ROBERT P (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2013-08-05 Common Stock A 3445 $14.51 Acquired 115578 Direct
2013-08-06 Common Stock P 5000 $14.63 Acquired 122960 Direct

Footnotes

F1: Shares issued based on reporting person's election to receive stock in lieu of cash compensation fee otherwise due to reporting person as a director of the company.

F2: Includes 2,382 shares acquired through the Hercules Technology Growth Capital, Inc.'s Dividend Reinvestment Plan.