Hercules Capital, Inc. — Director's Dealing 2013

Mar 6, 2013

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: HERCULES TECHNOLOGY GROWTH CAPITAL INC (HTGC)
CIK: 0001280784
Period of Report: 2013-03-04

Reporting Person: Baron Jessica T (Chief Financial Office)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2013-03-04	Common Stock par value $0.001	A	14151	$12.72	Acquired	107101	Direct
2013-03-04	Common Stock par value $0.001	A	18082	$12.72	Acquired	125183	Direct

Footnotes

F1: Restricted stock issued as a grant pursuant to the Amended and Restated Equity Incentive Plan and subject to forfeiture restrictions of one-half vesting on March 4, 2014 followed by quarterly vesting over the following 12 months.

F2: Restricted stock issued as a grant pursuant to the Amended and Restated Equity Incentive Plan and subject to forfeiture restrictions of one-fourth vesting on March 4, 2014 followed by quarterly vesting over the following 36 months.