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HERBALIFE LTD. — Director's Dealing 2019
May 13, 2019
32337_dirs_2019-05-13_cf5a8db9-dd8a-4f66-86ba-fd20aa34ec67.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HERBALIFE NUTRITION LTD. (HLF)
CIK: 0001180262
Period of Report: 2019-05-09
Reporting Person: Dunn Jeff (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-05-09 | Common Stock | M | 15006 | $22.395 | Acquired | 69069 | Direct |
| 2019-05-09 | Common Stock | F | 6934 | $48.47 | Disposed | 62135 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-05-09 | Stock Appreciation Rights | $22.395 | M | 15006 | Disposed | 2019-05-31 | Common Stock (15006) | Direct |
Footnotes
F1: The Reporting Person received 8,072 shares of common stock upon the net exercise of 15,006 stock appreciation rights ("SARS"). The Reporting Person forfeited 6,934 shares of common stock underlying the SARS in payment of the exercise price, using the closing stock price on May 9, 2019 of $48.47. The Reporting Person did not sell any shares received from this net exercise of SARS.
F2: These SARS were previously reported as covering 7,503 shares at an exercise price of $44.79 per share, but were adjusted to reflect the stock split that occurred on May 14, 2018.
F3: These SARs vested 25% on each of July 25, 2012, October 15, 2012, January 15, 2013 and April 15, 2013.