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HERBALIFE LTD. — Director's Dealing 2017
Aug 4, 2017
32337_dirs_2017-08-04_292e755d-58ab-42f4-a343-c36b1bcee7fd.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: HERBALIFE LTD. (HLF)
CIK: 0001180262
Period of Report: 2017-08-01
Reporting Person: Harms Thomas (SVP, China & APAC)
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Appreciation Right | $21.57 | 2018-02-28 | Common Stock (1000) | Direct | |
| Stock Appreciation Right | $6.82 | 2019-02-27 | Common Stock (6000) | Direct | |
| Stock Appreciation Right | $6.82 | 2019-02-27 | Common Stock (15000) | Direct | |
| Stock Appreciation Right | $22.94 | 2020-05-07 | Common Stock (5032) | Direct | |
| Stock Appreciation Right | $53.29 | 2021-05-18 | Common Stock (4167) | Direct | |
| Stock Appreciation Right | $67.70 | 2022-03-01 | Common Stock (3711) | Direct | |
| Stock Appreciation Right | $44.79 | 2022-05-31 | Common Stock (11803) | Direct | |
| Stock Appreciation Right | $79.58 | 2023-12-19 | Common Stock (5448) | Direct | |
| Stock Appreciation Right | $59.98 | 2024-04-30 | Common Stock (6639) | Direct | |
| Stock Appreciation Right | $30.44 | 2025-03-02 | Common Stock (9176) | Direct | |
| Stock Appreciation Right | $62.51 | 2026-05-09 | Common Stock (3023) | Direct | |
| Stock Appreciation Right | $57.19 | 2027-02-27 | Common Stock (3177) | Direct |
Footnotes
F1: On February 28, 2008 the reporting person was granted 6,000 Stock Appreciation Right ("SARs"). These SARs were fully vested as of February 28, 2011.
F2: On February 27, 2009 the reporting person was granted 6,000 SARs. These SARs were fully vested as of February 27, 2012.
F3: On February 27, 2009 the reporting person was granted 15,000 SARs. These SARs were fully vested as of February 27, 2014.
F4: On May 7, 2010 the reporting person was granted 5,032 SARs. These SARs were fully vested as of May 7, 2013.
F5: On May 18, 2011, the reporting person was granted 4,167 SARs. These SARs were fully vested as of May 18, 2014.
F6: On March 1, 2012, the reporting person was granted 3,711 SARs. These SARs were fully vested as of March 1, 2015.
F7: On May 31, 2012, the reporting person was granted 11,803 SARs. These SARs were fully vested as of May 31, 2015.
F8: On December 19, 2013, the reporting person was granted 5,448 SARs. These SARs were fully vested as of December 19, 2016.
F9: On April 30, 2014, the reporting person was granted 6,639 SARs. These SARs were fully vested as of April 30, 2017.
F10: On March 2, 2015, the reporting person was granted 9,176 SARs. Forty percent (40%) of these SARs were vested as of March 2, 2017, and the remaining sixty percent (60%) will vest on March 2, 2018.
F11: On May 9, 2016, the reporting person was granted 3,023 SARs. Twenty percent (20%) of these SARs were vested as of May 9, 2017, twenty percent (20%) will vest on May 9, 2018, and the remaining sixty percent (60%) will vest on May 2, 2019.
F12: On February 27, 2017, the reporting person was granted 3,177 SARs. Twenty percent (20%) of these SARs will vest on each of February 27, 2018 and February 27, 2019, and the remaining sixty percent (60%) will vest on February 27, 2020.