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HERBALIFE LTD. — Director's Dealing 2016
Jan 8, 2016
32337_dirs_2016-01-08_090910f3-5f17-4dad-a026-6823e87272d9.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: HERBALIFE LTD. (HLF)
CIK: 0001180262
Period of Report: 2016-01-01
Reporting Person: Lamberti Frank (SVP, Managing Dir. -North Asia)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 9282 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Appreciation Right | $6.82 | 2019-02-27 | Common Stock (6666) | Direct | |
| Stock Appreciation Right | $22.94 | 2020-05-07 | Common Stock (4237) | Direct | |
| Stock Appreciation Right | $53.29 | 2021-05-18 | Common Stock (4861) | Direct | |
| Stock Appreciation Right | $55.90 | 2021-12-01 | Common Stock (3115) | Direct | |
| Stock Appreciation Right | $44.79 | 2022-05-31 | Common Stock (12295) | Direct | |
| Stock Appreciation Right | $79.58 | 2023-12-19 | Common Stock (5675) | Direct | |
| Stock Appreciation Right | $59.98 | 2024-04-30 | Common Stock (7217) | Direct | |
| Stock Appreciation Right | $30.44 | 2025-03-02 | Common Stock (14070) | Direct |
Footnotes
F1: Represents shares of the Issuer's common stock to which the Reporting Person became entitled upon vesting of restricted stock units, receipt of which the reporting person has elected to defer.
F2: These stock appreciation rights were fully vested as of February 27, 2012.
F3: These stock appreciation rights were fully vested as of May 7, 2013.
F4: These stock appreciation rights were fully vested as of May 18, 2014.
F5: These stock appreciation rights were fully vested as of December 1, 2014.
F6: These stock appreciation rights were fully vested as of May 31, 2015.
F7: 40% of these stock appreciation rights vested as of December 19, 2015 and the remaining 60% will vest on June 21, 2016.
F8: 20% of these stock appreciation rights vested as of April 30, 2015, 20% will vest on April 30, 2016 and the remaining 60% will vest on April 30, 2017.
F9: 20% of these stock appreciation rights will vest on March 2, 2016, 20% will vest on March 2, 2017 and the remaining 60% will vest on March 2, 2018.