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HERBALIFE LTD. — Director's Dealing 2014
May 2, 2014
32337_dirs_2014-05-02_1b5661b6-9797-4744-a452-3e986aad6370.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HERBALIFE LTD. (HLF)
CIK: 0001180262
Period of Report: 2014-04-04
Reporting Person: Tartol John (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-04-04 | Common Stock | G | 178361 | $0.00 | Disposed | 0 | Indirect |
| 2014-04-04 | Common Stock | G | 178361 | $0.00 | Acquired | 178863 | Direct |
| 2014-04-29 | Common Stock | G | 53130 | $0.00 | Disposed | 0 | Indirect |
| 2014-04-29 | Common Stock | G | 53130 | $0.00 | Acquired | 231993 | Direct |
| 2014-04-30 | Common Stock | A | 2000 | $0.00 | Acquired | 233993 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 150 | Indirect |
| Common Stock | 150 | Indirect |
| Common Stock | 150 | Indirect |
Footnotes
F1: This transaction is voluntarily filed to reflect the transfer by the reporting person of 178,361 shares of Herbalife common stock from Tartol Enterprises, Inc. directly to the reporting person.
F2: This transaction is voluntarily filed to reflect the transfer by the reporting person of 53,130 shares of Herbalife common stock from the Tartol Enterprises Profit Sharing Plan to a SEP IRA.
F3: Consists of restricted stock units granted under the Herbalife Ltd. 2014 Stock Incentive Plan, of which 25% will vest on each of July 15, 2014, October 15, 2014, January 15, 2015 and April 15, 2015.
F4: Shares held in custodial accounts for the benefit of each of the reporting person's children under the Uniform Transfer to Minors Act. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purposes.