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HERBALIFE LTD. — Director's Dealing 2014
Aug 4, 2014
32337_dirs_2014-08-04_edd4c4bf-c9b5-475b-88c4-50fa2ccb0f45.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: HERBALIFE LTD. (HLF)
CIK: 0001180262
Period of Report: 2014-07-24
Reporting Person: Okuhara Gioji (VP, General Manager, Brazil)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 3193 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Appreciation Rights | $40.68 | 2021-03-31 | Common Stock (9400) | Direct | |
| Stock Appreciation Rights | $53.29 | 2021-05-18 | Common Stock (4514) | Direct | |
| Stock Appreciation Rights | $44.79 | 2022-05-31 | Common Stock (7868) | Direct | |
| Stock Appreciation Rights | $79.58 | 2023-12-19 | Common Stock (3995) | Direct | |
| Stock Appreciation Rights | $59.98 | 2024-04-30 | Common Stock (4128) | Direct |
Footnotes
F1: These stock appreciation rights were fully vested as of March 31, 2014.
F2: These stock appreciation rights were fully vested as of May 18, 2014.
F3: Consists of stock appreciation rights granted under the Herbalife Ltd. 2005 Stock Incentive Plan, of which 20% vested on May 31, 2013, 20% vested on May 31, 2014 and the remaining 60% will vest on May 31,2015.
F4: Consists of stock appreciation rights granted under the Herbalife Ltd. 2005 Stock Incentive Plan, of which 20% vested June 21, 2014, 20% will vest June 21, 2015 and the remaining 60% will vest on June 21, 2016.
F5: Consists of stock appreciation rights granted under the Herbalife Ltd. 2014 Stock Incentive Plan, of which 20% will vest April 30, 2015, 20% will vest April 30, 2016 and the remaining 60% will vest on April 30, 2017.