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HERBALIFE LTD. — Director's Dealing 2014
Nov 7, 2014
32337_dirs_2014-11-07_e075d1f6-86b4-49fb-bab0-d007feff229d.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: HERBALIFE LTD. (HLF)
CIK: 0001180262
Period of Report: 2014-10-30
Reporting Person: Aspauza Jossie (VP, SAM/CAM)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 2248 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Appreciation Rights | $20.14 | 2017-12-31 | Common Stock (3600) | Direct | |
| Stock Appreciation Rights | $21.56 | 2018-02-28 | Common Stock (600) | Direct | |
| Stock Appreciation Rights | $6.82 | 2019-02-27 | Common Stock (1840) | Direct | |
| Stock Appreciation Rights | $22.94 | 2020-05-07 | Common Stock (1854) | Direct | |
| Stock Appreciation Rights | $53.29 | 2021-05-18 | Common Stock (2257) | Direct | |
| Stock Appreciation Rights | $44.79 | 2022-05-31 | Common Stock (5409) | Direct | |
| Stock Appreciation Rights | $48.39 | 2022-09-01 | Common Stock (453) | Direct | |
| Stock Appreciation Rights | $79.58 | 2023-12-19 | Common Stock (2512) | Direct | |
| Stock Appreciation Rights | $59.98 | 2024-04-30 | Common Stock (3752) | Direct |
Footnotes
F1: These stock appreciation rights were fully vested as of December 31, 2010.
F2: These stock apprecation rights were fully vested as of February 28, 2011.
F3: These stock apprecation rights were fully vested as of February 27, 2012.
F4: These stock appreciation rights were fully vested as of May 7, 2013.
F5: These stock appreciation rights were fully vested as of May 18, 2014.
F6: 40% of these stock appreciation rights were vested as of May 31, 2014 and the remaining 60% will vest May 31, 2015.
F7: 40% of these stock appreciation rights were vested as of September 1, 2014 and the remaining 60% will vest September 1, 2015.
F8: 20% of these stock appreciation rights vested on June 21, 2014, 20% will vest June 21, 2015 and the remaining 60% will vest June 21, 2016.
F9: 20% of these stock appreciation rights will vest April 30, 2015, 20% will vest April 30, 2016 and the remaining 60% will vest April 30, 2017.