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HERBALIFE LTD. — Director's Dealing 2011
Feb 28, 2011
32337_dirs_2011-02-28_215245e4-7513-4586-a7a3-f24cfd1f7bd9.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: HERBALIFE LTD. (HLF)
CIK: 0001180262
Period of Report: 2011-02-18
Reporting Person: Fleming Ibelis (SVP/Managing Dir North America)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 717 | Direct |
| Common Stock | 370 | Direct |
| Common Stock | 1165 | Direct |
| Common Stock | 2688 | Direct |
| Common Stock | 1000 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Appreciation Rights | $38.96 | 2016-11-30 | Common Stock (2450) | Direct | |
| Stock Appreciation Rights | $40.25 | 2017-05-29 | Common Stock (2450) | Direct | |
| Stock Appreciation Rights | $43.13 | 2018-02-28 | Common Stock (2000) | Direct | |
| Stock Appreciation Rights | $39.52 | 2018-09-30 | Common Stock (3000) | Direct | |
| Stock Appreciation Rights | $13.64 | 2019-02-27 | Common Stock (3250) | Direct | |
| Stock Appreciation Rights | $13.64 | 2019-02-27 | Common Stock (7500) | Direct | |
| Stock Appreciation Rights | $45.88 | 2020-05-07 | Common Stock (3046) | Direct | |
| Stock Appreciation Rights | $65.33 | 2021-01-31 | Common Stock (5000) | Direct |
Footnotes
F1: Includes dividend equivalents accrued with respect to this award of restricted stock units under the Herbalife Ltd. 2005 Stock Incentive Plan.
F2: Consists of stock appreciation rights granted under the Herbalife Ltd. 2005 Stock Incentive Plan that vest in 5% increments commencing December 31, 2006 and on the last day of the nineteen subsequent calendar quarters.
F3: Consists of stock appreciation rights granted under the Herbalife Ltd. 2005 Stock Incentive Plan, which were fully vested as of May 29, 2010.
F4: Consists of stock appreciation rights granted under the Herbalife Ltd. 2005 Stock Incentive Plan, of which 20% vested February 28, 2009, 20% vested February 28, 2010 and the remaining 60% will vest February 28, 2011.
F5: Consists of stock appreciation rights granted under the Herbalife Ltd. 2005 Stock Incentive Plan, of which 20% vested September 30, 2009, 20% vested September 30, 2010 and the remaining 60% will vest September 30, 2011.
F6: Consists of stock appreciation rights granted under the Herbalife Ltd. 2005 Stock Incentive Plan, of which 20% vested February 27, 2010, 20% will vest February 27, 2011 and the remaining 60% will vest February 27, 2012.
F7: Consists of stock appreciation rights granted under the Herbalife Ltd. 2005 Stock Incentive Plan, of which 20% will vest February 27, 2012, 20% will vest February 27, 2013 and the remaining 60% will vest February 27, 2014.
F8: Consists of stock appreciation rights granted under the Herbalife Ltd. 2005 Stock Incentive Plan, of which 20% will vest May 7, 2011, 20% will vest May 7, 2012 and the remaining 60% will vest May 7, 2013.
F9: Consists of stock appreciation rights granted under the Herbalife Ltd. 2005 Stock Incentive Plan, of which 20% will vest January 31, 2012, 20% will vest January 31, 2013 and the remaining 60% will vest January 31, 2014.