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HERBALIFE LTD. — Director's Dealing 2010
Nov 5, 2010
32337_dirs_2010-11-05_b2f5c9dd-32ce-4530-8f43-7c63c6e03f80.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: HERBALIFE LTD. (HLF)
CIK: 0001180262
Period of Report: 2010-10-28
Reporting Person: Chiu Shin-Shing Bosco (Principal Accounting Officer)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 823 | Direct |
| Common Stock | 333 | Direct |
| Common Stock | 750 | Direct |
| Common Stock | 1876 | Direct |
| Common Stock | 200 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Appreciation Rights | $38.96 | 2016-11-30 | Common Stock (5600) | Direct | |
| Stock Appreciation Rights | $40.25 | 2017-05-26 | Common Stock (3290) | Direct | |
| Stock Appreciation Rights | $43.13 | 2018-02-28 | Common Stock (2600) | Direct | |
| Stock Appreciation Rights | $13.64 | 2019-02-27 | Common Stock (3000) | Direct | |
| Stock Appreciation Rights | $13.64 | 2019-02-27 | Common Stock (5000) | Direct | |
| Stock Appreciation Rights | $45.88 | 2020-05-07 | Common Stock (3019) | Direct | |
| Stock Appreciation Rights | $55.58 | 2020-08-31 | Common Stock (500) | Direct |
Footnotes
F1: Consists of the unvested portion of an award of restricted stock units granted under the Herbalife Ltd. 2005 Stock Incentive Plan that each represent a contingent right to receive one share of common stock on vesting. These units will vest on 02/28/2011.
F2: Includes dividend equivalents accrued with respect to this award of restricted stock units under the Herbalife Ltd. 2005 Stock Incentive Plan.
F3: Consists of the unvested portion of an award of restricted stock units that will vest in 50% increments on 02/27/2011 and 02/27/2012.
F4: Consists of an award of restricted stock units that will vest in one-third increments on 02/27/2012, 02/27/2013 and 02/27/2014.
F5: Consists of the unvested portion of an award of restricted stock units that will vest in 50% increments on 08/31/2011 and 08/31/2012.
F6: Consists of stock appreciation rights granted under the Herbalife Ltd. 2005 Stock Incentive Plan that vest in 5% quarterly increments from 12/30/2006 through 09/30/2011.
F7: These stock appreciation rights were fully vested as of 05/29/2010.
F8: These stock appreciation rights vest as to 20% of the award on 02/28/2009, 20% of the award on 02/28/2010 and the remaining 60% of the award on 02/28/2011.
F9: These stock appreciation rights vest as to 20% of the award on 02/27/2010, 20% of the award on 02/27/2011 and the remaining 60% of the award on 02/27/2012.
F10: These stock appreciation rights will vest in 1/3 increments on each of 02/27/2012, 02/27/2013 and 02/27/2014.
F11: These stock appreciation rights vest as to 20% of the award on 05/07/2011, 20% of the award on 05/07/2012 and the remaining 60% of the award on 05/07/2013.
F12: These stock appreciation rights vest as to 20% of the award on 08/31/2010, 20% of the award on 08/31/2011 and the remaining 60% of the award on 08/31/2012.