AI assistant
Sending…
HENNESSY ADVISORS INC — Director's Dealing 2021
Sep 20, 2021
34314_dirs_2021-09-20_c6dd207c-876e-40be-8ae1-6ee265e49aef.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HENNESSY ADVISORS INC (HNNA)
CIK: 0001145255
Period of Report: 2021-09-18
Reporting Person: NILSEN TERESA M (Director, President, COO and Secretary)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-09-18 | Common Stock | A | 15750 | — | Acquired | 135472 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 17285 | Indirect |
| Common Stock | 1518 | Indirect |
Footnotes
F1: Includes 15,750 shares underlying restricted stock units that will vest 25% per year beginning on September 18, 2022.
More from HENNESSY ADVISORS INC
Capital/Financing Update
2026
May 28
Declaration of Voting Results & Voting Rights Announcements
2026
Feb 9
Interim / Quarterly Report
2026
Feb 5
Regulatory Filings
2026
Feb 5
Major Shareholding Notification
2026
Feb 3
Regulatory Filings
2026
Jan 27
Director's Dealing
2025
Dec 31
Director's Dealing
2025
Dec 29
Director's Dealing
2025
Dec 22
Director's Dealing
2025
Dec 11