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HENNESSY ADVISORS INC — Director's Dealing 2021
Sep 20, 2021
34314_dirs_2021-09-20_0c3d1036-0d0b-4f0e-996d-e006b8f34645.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HENNESSY ADVISORS INC (HNNA)
CIK: 0001145255
Period of Report: 2021-09-18
Reporting Person: OFFENBACH RODGER (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-09-18 | Common Stock | A | 5250 | — | Acquired | 114688 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 8902 | Indirect |
| Common Stock | 6370 | Indirect |
Footnotes
F1: Includes 5,250 shares underlying restricted stock units that will vest 25% per year beginning on September 18, 2022.
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