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HENNESSY ADVISORS INC Director's Dealing 2020

Sep 23, 2020

34314_dirs_2020-09-22_adde20d4-e875-4173-8fb4-1eb839f7b380.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: HENNESSY ADVISORS INC (HNNA)
CIK: 0001145255
Period of Report: 2020-09-18

Reporting Person: HENNESSY BRIAN A (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2020-09-18 Common Stock A 5250 Acquired 287071 Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 12655 Indirect

Footnotes

F1: Includes 5,250 shares underlying restricted stock units that will vest 25% per year beginning on September 18, 2021.