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HENNESSY ADVISORS INC — Director's Dealing 2018
Sep 19, 2018
34314_dirs_2018-09-19_34422fac-b659-4e11-94e3-6afd05aee2c1.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HENNESSY ADVISORS INC (HNNA)
CIK: 0001145255
Period of Report: 2018-09-17
Reporting Person: HENNESSY NEIL J (Director, CEO, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-09-17 | Common Stock | F | 2770 | $14.61 | Disposed | 2314706.5 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 25312 | Indirect |
Footnotes
F1: Represents shares withheld for payment of taxes incident to the vesting of restricted shares.
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