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HENNESSY ADVISORS INC — Director's Dealing 2018
Sep 19, 2018
34314_dirs_2018-09-19_663662da-afdd-4dde-8535-338bce3f0e05.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HENNESSY ADVISORS INC (HNNA)
CIK: 0001145255
Period of Report: 2018-09-12
Reporting Person: Fahy Kathryn (SVP and CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-09-12 | Common Stock | A | 7000 | — | Acquired | 26530 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 12588.4313 | Indirect |
Footnotes
F1: Includes 7,000 shares underlying restricted stock units that will vest 25% per year beginning on September 12, 2019.
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