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HENNESSY ADVISORS INC — Director's Dealing 2018
Oct 1, 2018
34314_dirs_2018-10-01_9e2d2e93-beab-4e70-b408-e058592f3095.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HENNESSY ADVISORS INC (HNNA)
CIK: 0001145255
Period of Report: 2018-09-30
Reporting Person: NILSEN TERESA M (Director, President, COO and Secretary)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-09-30 | Common Stock | F | 1951.5 | $13.85 | Disposed | 148956.5 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 8285 | Indirect |
| Common Stock | 1518 | Indirect |
Footnotes
F1: Represents shares withheld for payment of taxes incident to the vesting of restricted shares.
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