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HENNESSY ADVISORS INC Director's Dealing 2018

Dec 18, 2018

34314_dirs_2018-12-18_9cbfb4c6-cdca-4b12-a1d4-2300b53c27f7.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: HENNESSY ADVISORS INC (HNNA)
CIK: 0001145255
Period of Report: 2018-12-07

Reporting Person: NILSEN TERESA M (Director, President, COO and Secretary)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2018-12-07 Common Stock G 3000 Disposed 145956.5 Direct
2018-12-07 Common Stock G 3000 Acquired 11285 Indirect
2018-12-18 Common Stock G 6300 Disposed 139656.5 Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 1518 Indirect