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HENNESSY ADVISORS INC — Director's Dealing 2017
Sep 20, 2017
34314_dirs_2017-09-19_c4d7736f-9c80-443c-8630-db19a5a6b7d8.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HENNESSY ADVISORS INC (HNNA)
CIK: 0001145255
Period of Report: 2017-09-16
Reporting Person: STEADMAN DANIEL B (Director, Executive Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-09-16 | Common Stock | F | 1404 | $14.71 | Disposed | 58407 | Direct |
| 2017-09-17 | Common Stock | F | 2105 | $14.71 | Disposed | 56302 | Direct |
| 2017-09-18 | Common Stock | A | 15750 | — | Acquired | 72052 | Direct |
Footnotes
F1: Represents shares withheld for payment of taxes incident to the vesting of restricted shares.
F2: Adjusted for a 3-for-2 stock split that occurred on March 6, 2017.
F3: Includes 15,750 shares underlying restricted stock units that will vest 25% per year beginning on September 18, 2018.
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