HENNESSY ADVISORS INC — Director's Dealing 2017

Sep 20, 2017

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: HENNESSY ADVISORS INC (HNNA)
CIK: 0001145255
Period of Report: 2017-09-18

Reporting Person: OFFENBACH RODGER (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2017-09-18	Common Stock	A	5250	—	Acquired	105688	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	8902	Indirect
Common Stock	6370	Indirect

Footnotes

F1: Includes 5,250 shares underlying restricted stock units that will vest 25% per year beginning on September 18, 2018.

F2: Adjusted for a 3-for-2 stock split that occurred on March 6, 2017.