HENNESSY ADVISORS INC — Director's Dealing 2017

Sep 20, 2017

SEC Form 4/A — Form 4/A

Issuer: HENNESSY ADVISORS INC (HNNA)
CIK: 0001145255
Period of Report: 2017-09-16

Reporting Person: HENNESSY NEIL J (Director, President and CEO, 10% Owner)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2017-03-22	Common Stock	G	7500	—	Disposed	2368142	Direct
2017-09-16	Common Stock	F	1410	$14.71	Disposed	2366732	Direct
2017-09-17	Common Stock	F	2113	$14.71	Disposed	2364619	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	25312	Indirect

Footnotes

F1: Adjusted for a 3-for-2 stock split that occurred on March 6, 2017.

F2: Represents shares withheld for payment of taxes incident to the vesting of restricted shares.

F3: Due to a clerical error, the Form 4 filed September 19, 2017 erroneously reported the award of 15,750 shares.