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HENNESSY ADVISORS INC — Director's Dealing 2017
Sep 20, 2017
34314_dirs_2017-09-20_9820f59f-584d-4616-b6fe-a9ef83975ce2.zip
Director's Dealing
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SEC Form 4/A — Form 4/A
Issuer: HENNESSY ADVISORS INC (HNNA)
CIK: 0001145255
Period of Report: 2017-09-16
Reporting Person: NILSEN TERESA M (Director, EVP, CFO and Secretary)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-09-16 | Common Stock | F | 2114 | $14.71 | Disposed | 137624 | Direct |
| 2017-09-17 | Common Stock | F | 2113 | $14.71 | Disposed | 135511 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 5285 | Indirect |
| Common Stock | 1518 | Indirect |
Footnotes
F1: Represents shares withheld for payment of taxes incident to the vesting of restricted shares.
F2: Adjusted for a 3-for-2 stock split that occurred on March 6, 2017.
F3: Due to a clerical error, the Form 4 filed September 19, 2017 erroneously reported the award of 15,750 shares.
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