HENNESSY ADVISORS INC — Director's Dealing 2017

Sep 20, 2017

SEC Form 4/A — Form 4/A

Issuer: HENNESSY ADVISORS INC (HNNA)
CIK: 0001145255
Period of Report: 2017-09-16

Reporting Person: STEADMAN DANIEL B (Director, Executive Vice President)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2017-09-16	Common Stock	F	1404	$14.71	Disposed	58407	Direct
2017-09-17	Common Stock	F	2105	$14.71	Disposed	56302	Direct

Footnotes

F1: Represents shares withheld for payment of taxes incident to the vesting of restricted shares.

F2: Adjusted for a 3-for-2 stock split that occurred on March 6, 2017.

F3: Due to a clerical error, the Form 4 filed September 19, 2017 erroneously reported the award of 15,750 shares.