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HENNESSY ADVISORS INC Director's Dealing 2017

Sep 25, 2017

34314_dirs_2017-09-25_f8edca96-2b4e-46cb-af41-2e124d877236.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: HENNESSY ADVISORS INC (HNNA)
CIK: 0001145255
Period of Report: 2017-09-21

Reporting Person: STEADMAN DANIEL B (Director, Executive Vice President)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2017-09-21 Common Stock F 1479.50 $15.49 Disposed 54822.50 Direct
2017-09-23 Common Stock F 2113 $14.97 Disposed 52709.50 Direct

Footnotes

F1: Represents shares withheld for payment of taxes incident to the vesting of restricted shares.