HENNESSY ADVISORS INC — Director's Dealing 2017

Sep 25, 2017

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: HENNESSY ADVISORS INC (HNNA)
CIK: 0001145255
Period of Report: 2017-09-21

Reporting Person: HENNESSY NEIL J (Director, President and CEO, 10% Owner)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2017-09-21	Common Stock	F	1479.50	$15.49	Disposed	2363139.50	Direct
2017-09-23	Common Stock	F	2113	$14.97	Disposed	2361026.50	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	25312	Indirect

Footnotes

F1: Represents shares withheld for payment of taxes incident to the vesting of restricted shares.