AI assistant
Sending…
HENNESSY ADVISORS INC — Director's Dealing 2017
Oct 4, 2017
34314_dirs_2017-10-03_862ae6d1-3b24-41b7-b77d-7874df9a58d1.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HENNESSY ADVISORS INC (HNNA)
CIK: 0001145255
Period of Report: 2017-09-30
Reporting Person: NILSEN TERESA M (Director, EVP, CFO and Secretary)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-09-28 | Common Stock | G | 2000 | — | Disposed | 129918.50 | Direct |
| 2017-09-30 | Common Stock | A | 15750 | $15.44 | Acquired | 145668.5 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 5285 | Indirect |
| Common Stock | 1518 | Indirect |
Footnotes
F1: Includes 15,750 shares underlying restricted stock units that will vest 25% per year beginning on September 30, 2018.
More from HENNESSY ADVISORS INC
Regulatory Filings
2026
May 28
Regulatory Filings
2026
Feb 9
Interim / Quarterly Report
2026
Feb 5
Regulatory Filings
2026
Feb 5
Major Shareholding Notification
2026
Feb 3
Regulatory Filings
2026
Jan 27
Director's Dealing
2025
Dec 31
Director's Dealing
2025
Dec 29
Director's Dealing
2025
Dec 22
Director's Dealing
2025
Dec 11