HENNESSY ADVISORS INC — Director's Dealing 2016

Sep 19, 2016

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: HENNESSY ADVISORS INC (HNNA)
CIK: 0001145255
Period of Report: 2016-09-16

Reporting Person: HENNESSY NEIL J (Director, President and CEO, 10% Owner)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2016-09-16	Common Stock	F	940	$36.16	Disposed	1606081	Direct
2016-09-17	Common Stock	F	1410	$36.16	Disposed	1604671	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	16875	Indirect

Footnotes

F1: Represents shares withheld for payment of taxes incident to the vesting of restricted shares.